Forms & Applications
IRA Accounts
To Open a Traditional, Roth or SEP IRA - $500 minimum
- Download the correct prospectus
- ALL IN ONE: Application, Disclosure Statement & Custodial Account Agreement (428 KB, PDF)
(The above document includes Rollover and Transfer of Assets forms)
To Open a SIMPLE IRA - $500 minimum
- Download the correct prospectus
- ALL IN ONE: Application, Disclosure Statement & Custodial Account Agreement (274 KB, PDF)
(The above document includes Rollover and Transfer of Assets forms)
Regular Account
($2500 minimum, $1000 minimum for Money Market-Bedford Shares)
- Download the correct prospectus.
- Account Application (318 KB, PDF)
Education Savings Account
To Open a Coverdell Education Savings Account - $500 minimum
- Download the correct prospectus
- ALL IN ONE: Application, Disclosure Statement & Custodial Account Agreement (314 KB, PDF) (The above document includes Rollover and Transfer of Assets forms)
Institutional Accounts
($1 Million Minimum, $100,000 for ASTON/Lake Partners LASSO Alternatives Fund and the ASTON/DoubleLine Core Plus Fixed Income Fund.
Additional Forms
- Address Verification (21 KB, PDF)
- Designation of Beneficiary (for retirement accounts) (103 KB, PDF)
- Account Maintenance/Name Change (28 KB, PDF)
- Wire or ACH Request Form (91 KB, PDF)
- Transfer of Assets/Rollover (102 KB, PDF)
- Traditional/SEP Rollover Certification (99 KB, PDF)
- IRA Distribution Request Form (155 KB, PDF)
- Education Savings Account Withdrawal Authorization Form (112 KB, PDF)
- ROTH IRA Conversion Form (109 KB, PDF)
- 403(b) Distribution Kit (287 KB, PDF)
- Shareholder Account Access
Shareholder Account Access
- Distributions/Capital Gains
Distributions/Capital Gains
- Need Help? Contact Us by E-mail
Need Help? Contact Us by E-mail
- Research - Our Subadvisers
Research - Our Subadvisers
- Performance
Performance
- Funds
Funds
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